Cftc no action 14-112

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August undefined, 2024

WebApr 22, 2013 · The Commodity Futures Trading Commission (the CFTC) has made a determination that could affect the legality and enforceability of certain guarantees of interest rate swap obligations, although it may not seem logical at first. Webswap regulatory requirements under the CEA and CFTC regulations, including the uncleared swap margin requirements, for “Qualifying Amendments” 1 (such requirements, the “IBOR No-Action Letter Covered Requirements”) to facilitate an orderly transition from IBORs to alternative benchmarks (the “IBOR No-Action Letter”). This relief ...

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WebDescription. No-action letter permitting, subject to certain conditions, commodity pool operators of certain commodity pools that are non-registered investment companies … WebMar 18, 2016 · On March 16, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) unanimously voted to approve a final amendment (the “Amendment”) to the trade option exemption for the benefit of commercial end users of commodity trade options that are not swap dealers (“SD”) or major swap participants (“MSP”) (referred to hereafter as … holiday light tours san francisco

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WebJun 3, 2016 · See CEA § 4(m)(1) and CFTC Rule 4.14(a)(10). CFTC Rule 4.14(a)(10) provides additional guidance regarding how a manager relying on this exemption should count clients toward the 15-client limit. WebOn September 8, 2014, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 14-112, which provides relief from certain reporting obligations under Part … WebJan 13, 2024 · If, however, CFTC staff denies the request for confidential treatment, the requestor may withdraw the relief request or other written communications within 30 days … hulio prescribing information

U.S. COMMODITY FUTURES TRADING COMMISSION

MAT Summary: CFTC Swap Exchange-trading Mandates and Effective Dates

WebJan 30, 2014 · On January 22, 2014, the CFTC issued its second trade execution mandate in response to a MAT determination submitted by trueEX, LLC (trueEX) for certain IRS that must be executed on a CFTC-registered SEF or DCM as of February 21, 2014 (see IRS That Must Be Exchange Traded As of February 21, 2014 ). WebAug 4, 2024 · PredictIt received notice Thursday from the US Commodity Futures Trading Commission (CFTC) that the federal agency was pulling its “No-Action” recommendation. That led the online political ... hulio therapieWeb11 rows · About the CFTC The Commission Chairman & Commissioners CFTC … huli other term

"WebOn Friday October 15, 2024, the Commodity Futures Trading Commission (CFTC) issued an enforcement order (Tether Order) against the issuers of the U.S. dollar Tether token (USDT), a leading stablecoin, and fined those issuers $41 million for making untrue or misleading statements about maintaining sufficient fiat currency reserves to back each … " - Cftc no action 14-112

Cftc no action 14-112

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[email protected] CFTC Letter No. 14-116 Exemption September 9, 2014 Division of Swap Dealer and Intermediary Oversight RE: Exemptive Relief from Provisions in Regulations … WebOct 24, 2014 · In CFTC Staff Letter 14-112, DSIO provided no-action relief that will allow the CPO of a “Parent Pool” to consolidate the financial statements of a wholly owned trading subsidiary into the...

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WebPage 8 of 14 3.2 Volume threshold account identification The Exchange will require the information below for identification of a Volume Threshold Account. The manner and format in which the identifying information should be submitted is the same as a CFTC Form 102B. Any no-action relief granted by the CFTC for a specific WebAug 12, 2024 · The new no-action letter provides relief to non-U.S. SDs from TLRs for ANE Transactions — to the extent those requirements are not addressed in the Final Rule — …

Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management … Web1 See CFTC Letter No. 14-112 (Sept. 8, 2014). 2 See CFTC Letter No. 13-51 (Sept. 5, 2013). ... notes that the relief provided under the Letter will expire upon future rulemaking or other CFTC action relating to the underlying subject matter thereof. We will continue to monitor and report on developments in this area. *** Authors:

Web11 rows · Commodity Futures Trading Commission CFTC WebJun 14, 2013 · www.cftc.gov March 29, 2013 CFTC Letter No.13-05 No-Action March 29, 2013 Division of Clearing and Risk Division of Swap Dealer and Intermediary Oversight …

WebDec 19, 2024 · CFTC Amends Regulations Applicable to Asset Managers Including Excluded and Exempt CPOs and CTAs; Action May Be Required Ropes & Gray LLP By clicking “Accept All Cookies”, you agree to the storing of cookies on your device to enhance site navigation, analyze site usage, and assist in our marketing efforts.

WebDec 5, 2015 · December 12, 2012: FMLG - Request for No-Action Letter for Swap Dealers in Connection with Foreign Exchange Prime Brokerage, regarding application of the rules relating to reporting of FX Transactions and real-time reporting of FX Transactions. CFTC No-Action Letter No. 12-53 dated December 17, 2012 re: Time-Limited No-Action … hulio morbus crohnWebSep 8, 2014 · No-action letter permitting, subject to certain conditions, commodity pool operators of certain commodity pools that are non-registered investment companies … hulio deathWebNo-Action Letter No. 14-112 permits a CPO of a parent commodity pool (“Parent Pool”) that is not registered as an investment company under the Investment Company Act of 1940 … hulisen professional baking dough toolsWebIn considering the disciplinary action, each board is governed by sections 12-20-202 (5) and 24-5-101. ... (1.5) added, (HB 20-1206), ch. 304, p. 1530, § 15, effective July 14. Editor's … holiday light train santa cruzWebJan 10, 2013 · In CFTC Letter No. 12-68, DSIO granted no-action relief to entities that are required to register as CPOs or CTAs as a result of the rescission of CFTC Regulation … holiday light yard projectorWeb1 day ago · A series of civil unrest incidents began in France on 19 January 2024, organised by opponents of the pension reform bill proposed by the Borne government, which would increase the retirement age from 62 to 64 years old. The strikes have led to widespread disruption, including garbage piling up in the streets and public transport cancellations. In … hulisani energy share priceWebSep 22, 2024 · CFTC Rule 4.7(b)(2) places a reporting requirement on a CPO that relies on such rule to distribute quarterly account statements to commodity pool participants within … hul investor